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Misconceptions

Misconceptions about the DA 2166-9-1 form can lead to confusion and mistakes. Here are six common misconceptions clarified:

  • The form is only for negative evaluations. This is false. The DA 2166-9-1 can reflect both positive and negative performance. It serves to provide a comprehensive assessment of an NCO's capabilities.
  • Only the rater's input matters. In reality, both the rater and senior rater contribute to the evaluation. Their combined insights provide a fuller picture of the NCO's performance.
  • Signing the form means agreement with the evaluation. This is misleading. The rated NCO's signature only confirms the accuracy of the administrative data and acknowledges the evaluation process, not agreement with the content.
  • The evaluation is solely based on the NCO's technical skills. This is incorrect. The evaluation considers a range of factors, including leadership qualities, professionalism, and adherence to Army values.
  • It is not necessary to include comments. This is a misconception. Comments are essential as they provide context and justification for the ratings given, making the evaluation more meaningful.
  • The form is only relevant during annual reviews. This is not true. The DA 2166-9-1 can be used for various evaluations throughout the year, including for specific assignments or promotions.

Steps to Writing Da 2166 9 1

Filling out the DA 2166-9-1 form is an important task that requires careful attention to detail. This form is used for evaluating non-commissioned officers (NCOs) and must be completed accurately to ensure that all relevant information is documented. After filling out the form, it will be submitted for review and signatures from the rater and senior rater, culminating in a comprehensive evaluation of the NCO’s performance.

  1. Part I - Administrative Data:
    • Enter your name (Last, First, Middle Initial).
    • Provide your Social Security Number (SSN) or Department of Defense ID Number.
    • Indicate your rank.
    • Fill in your date of rank.
    • List your Primary Military Occupational Specialty Code (PMOSC).
    • Provide your unit, organization, station, ZIP code, or APO, and major command.
    • Enter your status code.
    • List your Unit Identification Code (UIC).
    • State the reason for submission.
    • Fill in the period covered (from and through dates).
    • Indicate the number of rated months.
    • Provide non-rated codes, if applicable.
    • List the number of enclosures.
    • Enter the rated NCO's email address (must be .gov or .mil).
  2. Part II - Authentication:
    • Enter the name of the rater (Last, First, Middle Initial).
    • Provide the rater's SSN or DOD ID Number.
    • The rater must sign the form.
    • Enter the date of the rater's signature (YYYYMMDD).
    • List the rater's rank and PMOSC/branch organization duty assignment.
    • Provide the rater's email address (must be .gov or .mil).
    • Enter the name of the senior rater (Last, First, Middle Initial).
    • Provide the senior rater's SSN or DOD ID Number.
    • The senior rater must sign the form.
    • Enter the date of the senior rater's signature (YYYYMMDD).
    • List the senior rater's rank and PMOSC/branch organization duty assignment.
    • Provide the senior rater's email address (must be .gov or .mil).
    • If applicable, enter the name of the supplementary reviewer.
    • Indicate if a supplementary review is required (Yes or No).
    • Provide comments if necessary.
    • The supplementary reviewer must sign and date the form.
    • Provide the supplementary reviewer’s email address (must be .gov or .mil).
  3. Part III - Duty Description (Rater):
    • Enter the principal duty title.
    • Provide the duty MOSC.
    • Describe daily duties and scope, including people, equipment, facilities, and dollars.
    • List areas of special emphasis.
    • Include appointed duties.
  4. Part IV - Performance Evaluation:
    • Enter the APFT pass/fail/profile status and date.
    • Provide height and weight, and indicate if within standard.
    • Rate character based on Army Values, empathy, and discipline.
    • Rate presence, including military and professional bearing.
    • Rate intellect, focusing on mental agility and sound judgment.
    • Rate leadership qualities and ability to develop others.
    • Rate achievements based on results obtained.
  5. Part V - Senior Rater Overall Potential:
    • Select the appropriate box for the rated NCO’s potential.
    • Provide comments regarding the rated NCO’s potential.
    • List two successive assignments and one broadening assignment.

Common mistakes

Filling out the DA Form 2166-9-1 can be a straightforward process, but many individuals encounter common pitfalls that can lead to delays or complications. One of the most frequent mistakes is incomplete information. This form requires specific details such as the rated NCO’s name, SSN, and unit information. Omitting any of these crucial elements can result in the form being rejected or returned for correction. Always double-check that all fields are filled out accurately before submitting.

Another common error is the failure to follow the correct format for dates. The form specifies a particular format (YYYYMMDD) for entering dates. If the date of rank or counseling dates are entered incorrectly, it can create confusion and might necessitate additional revisions. Taking a moment to review the date format can save time and prevent unnecessary back-and-forth communication with administrative personnel.

Additionally, many individuals neglect to verify email addresses for the rater and senior rater. The form requests .gov or .mil email addresses, and entering an incorrect email can hinder communication regarding the evaluation. It is essential to ensure that these addresses are current and accurately reflect the individuals’ official contact information.

Another mistake that can have significant consequences is inaccurate performance evaluations. When filling out the performance evaluation section, it's important to provide honest and constructive feedback. Vague or overly positive comments can undermine the integrity of the evaluation process. Instead, focus on specific examples that illustrate the rated NCO’s strengths and areas for improvement. This approach not only enhances the evaluation but also aids the NCO in their professional development.

Lastly, many people overlook the importance of signatures. Each section of the form requires the appropriate individuals to sign and date it. Forgetting to obtain a signature can delay the evaluation process and may require resubmission of the form. Ensuring that all necessary signatures are obtained before submission is a crucial step that should not be overlooked.

Form Data

Fact Name Description
Purpose The DA 2166-9-1 form is used to evaluate the performance of Non-Commissioned Officers (NCOs) in the U.S. Army.
Governing Regulations This form is governed by Army Regulation (AR) 623-3 and DA Pamphlet (PAM) 623-3.
Privacy Act Statement It includes a Privacy Act Statement, ensuring that personal information is handled according to legal standards.
Parts of the Form The form consists of multiple parts, including administrative data, authentication, duty description, and performance evaluation.
Signature Requirement Rated NCOs must sign the form, acknowledging that they have reviewed the report and understand the evaluation process.
Evaluation Criteria Performance is assessed based on various competencies, including character, presence, intellect, leadership, development, and achievement.

Frequently Asked Questions

  1. What is the purpose of the DA 2166 9 1 form?

    The DA 2166 9 1 form is used for the Non-Commissioned Officer Evaluation Report (NCOER) specifically for Sergeants (SGT). It serves to evaluate the performance and potential of NCOs within the Army. The evaluations are crucial for personnel management decisions, promotions, and professional development.

  2. Who is responsible for completing the DA 2166 9 1 form?

    The form must be completed by the rated NCO, the rater, and the senior rater. Each party has specific responsibilities in accurately reporting the NCO's performance and potential. The rated NCO verifies the administrative data, while the rater and senior rater provide assessments of the NCO's performance.

  3. What information is required in Part I of the form?

    Part I collects administrative data, including the rated NCO's name, Social Security Number (or DOD ID), rank, date of rank, unit information, and the period covered by the evaluation. This section ensures that the evaluation is correctly attributed to the appropriate individual.

  4. What does the rater evaluate in Part IV?

    In Part IV, the rater evaluates the NCO on various attributes and competencies, including character, presence, intellect, leadership, development, and achievement. Each area is assessed with comments and a determination of whether the NCO met the standard.

  5. What is the significance of the counseling dates in Part II?

    The counseling dates indicate when the rated NCO received performance feedback. Initial and subsequent counseling sessions are essential for tracking the NCO's progress and addressing any performance issues throughout the evaluation period.

  6. How does the senior rater contribute to the evaluation?

    The senior rater provides an overall assessment of the rated NCO's potential compared to peers. This includes selecting a qualification level, such as "Most Qualified" or "Not Qualified," and offering comments that reflect the NCO's potential for future assignments and leadership roles.

  7. What should be included in the duty description in Part III?

    The duty description should include the principal duty title, duty Military Occupational Specialty Code (MOSC), daily duties, areas of special emphasis, and any appointed duties. This information gives context to the NCO's responsibilities and performance during the evaluation period.

  8. What happens if the rated NCO disagrees with the evaluation?

    The rated NCO has the right to acknowledge the evaluation without agreeing or disagreeing with it. They can also refer to the appeals process outlined in AR 623-3 if they believe the evaluation does not accurately reflect their performance.

  9. What is the importance of the rater's and senior rater's signatures?

    The signatures of both the rater and senior rater authenticate the evaluation. Their signatures confirm that the assessments provided are based on their observations and evaluations of the rated NCO's performance and potential.

  10. How often is the DA 2166 9 1 form used?

    The DA 2166 9 1 form is typically used annually or at the end of a specific evaluation period. This ensures that NCOs receive regular feedback on their performance and are assessed consistently over time.

Documents used along the form

The DA Form 2166-9-1 is a crucial document used for evaluating non-commissioned officers (NCOs) in the U.S. Army. Along with this form, several other documents are often utilized to ensure a comprehensive evaluation process. Each of these forms serves a specific purpose and complements the information provided in the DA Form 2166-9-1.

  • DA Form 2166-9-2: This form is used for the evaluation of staff sergeants and sergeants first class. It provides a framework for assessing leadership abilities, performance, and potential for advancement. The information gathered helps in making informed decisions regarding promotions and assignments.
  • DA Form 4856: This is the Developmental Counseling Form. It documents counseling sessions between leaders and soldiers. It helps in tracking performance issues, setting goals, and providing feedback. This form is essential for maintaining open communication and fostering professional growth.
  • DA Form 67-9: This form is used for the evaluation of officers. While it targets a different group, the information can be relevant for understanding how NCOs interact with their officer counterparts. It provides insights into leadership dynamics within the unit.
  • Letter of Intent Form: For outlining preliminary agreements, the essential Letter of Intent document is crucial for establishing clear terms between parties before finalizing any contracts.
  • DA Form 7500: This is the NCOER Support Form. It helps NCOs set and communicate their performance objectives and expectations. This form encourages proactive management of career development and performance standards.

Using these forms in conjunction with the DA Form 2166-9-1 creates a well-rounded evaluation process. Together, they ensure that all aspects of an NCO's performance and potential are thoroughly assessed, aiding in the development of effective leaders within the Army.

Document Sample

HQDA#:

Attachments Menu

NCO EVALUATION REPORT (SGT)

For use of this form, see AR 623-­3 and DA PAM 623-­3 the proponent agency is DCS, G-­1.

SEE PRIVACY ACT STATEMENT

IN AR 623-­3

PART I ADMINISTRATIVE DATA

a.NAME (Last, First, Middle Initial)

b. SSN (or DOD ID No.)

c. RANK

d. DATE OF RANK

e. PMOSC

f. UNIT, ORG, STATION, ZIP CODE OR APO, MAJOR COMMAND

g. STATUS CODE

h. UIC

i. REASON FOR SUBMISSION

j. PERIOD COVERED

FROMTHRU

YEAR MONTH DAY

YEAR MONTH DAY

k.RATED MONTHS

l.NONRATED CODES

m. NO OF ENCLOSURES

n. RATED NCO'S EMAIL ADDRESS (.gov or .mil)

PART II AUTHENTICATION

a1. NAME OF RATER (Last, First, Middle Initial)

a2. SSN (or DOD ID No.)

a3. RATER'S SIGNATURE

a4. DATE (YYYYMMDD)

a5. RANK

PMOSC/BRANCH

ORGANIZATION

DUTY ASSIGNMENT

a6. RATER'S EMAIL ADDRESS (.gov or .mil)

b1. NAME OF SENIOR RATER (Last, First, Middle Initial)

b2. SSN (or DOD ID No.)

b3. SENIOR RATER'S SIGNATURE

b4. DATE (YYYYMMDD)

b5. RANK

PMOSC/BRANCH

ORGANIZATION

DUTY ASSIGNMENT

b6. SENIOR RATER'S EMAIL ADDRESS (.gov or .mil)

c1. SUPPLEMENTARY

c2. NAME OF SUPPLEMENTARY REVIEWER

c3. RANK

PMOSC/

ORGANIZATION

DUTY ASSIGNMENT

REVIEW REQUIRED?

(Last, First, Middle Initial)

 

 

BRANCH

 

 

 

YES

NO

 

 

 

 

 

 

 

 

 

 

 

 

 

 

c4. COMMENTS

 

c5. SUPPLEMENTARY REVIEWER'S SIGNATURE

c6. DATE(YYYYMMDD)

 

c7. SUPPLEMENTARY REVIEWER'S EMAIL ADDRESS

ENCLOSED?

 

 

 

 

 

 

(.gov or .mil)

 

YES

NO

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

RATED NCO: I understand my signature does not constitute agreement or disagreement with the assessments of the rater and senior rater. I further understand my signature verifies that the administrative data in Part I, the rating officials and counseling dates in Part II, the duty description in Part III, and the APFT and height/weight entries in Part IVa and IVb are correct. I have seen the completed report. I am aware of the appeals process of AR 623-­3.

d1. COUNSELING DATES INITIAL

LATER

LATER

LATER

d2. RATED NCO'S SIGNATURE

d3. DATE (YYYYMMDD)

PART III DUTY DESCRIPTION (Rater)

a. PRINCIPAL DUTY TITLE

b. DUTY MOSC

c.DAILY DUTIES AND SCOPE (To include, as appropriate, people, equipment, facilities, and dollars)

d.AREAS OF SPECIAL EMPHASIS

e.APPOINTED DUTIES

PART IV PERFORMANCE EVALUATION, PROFESSIONALISM, ATTRIBUTES, AND COMPETENCIES (Rater)

a. APFT Pass/Fail/Profile:

Date:

b. Height:

Weight:

Within Standard?

(Comments required for "Failed" APFT, "No" APFT, or "Profile" when it precludes performance of duty, and "No" for Army Weight Standards.) Reset Item a. APFT/Pass/Fail/Profile

c.CHARACTER: (Include bullet comments addressing Rated NCO's performance as it relates to adherence to Army Values, Empathy, Warrior Ethos/Service Ethos, and Discipline. Fully supports SHARP, EO, and EEO.)

MET

DID NOT MEET

STANDARD

STANDARD

COMMENTS:

DA FORM 2166-­9-­1, NOV 2015

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RATED NCO'S NAME (Last, First, Middle Initial)

SSN (or DOD ID No.)

THRU DATE

 

 

 

PART IV PERFORMANCE EVALUATION, PROFESSIONALISM, ATTRIBUTES, AND COMPETENCIES (Rater)

d. PRESENCE: (Military and professional

COMMENTS:

bearing, Fitness, Confidence, Resilience.)

 

MET

DID NOT MEET

 

STANDARD

STANDARD

 

e. INTELLECT: (Mental agility, Sound judgment, COMMENTS:

Innovation, Interpersonal tact, Expertise.)

MET

DID NOT MEET

STANDARD

STANDARD

f. LEADS: (Leads others, Builds trust, Extends COMMENTS:

influence beyond the chain of command, Leads by

example Communicates.)

 

MET

DID NOT MEET

STANDARD

STANDARD

g. DEVELOPS: (Creates a positive command/ COMMENTS:

workplace environment, Fosters esprit de corps,

Prepares self, Develops others, Stewards the

profession.)

 

MET

DID NOT MEET

STANDARD

STANDARD

 

 

h. ACHIEVES: (Gets results.)

COMMENTS:

MET

DID NOT MEET

STANDARD

STANDARD

 

 

 

 

 

 

RATER OVERALL PERFORMANCE

 

i. I currently rate

NCOs in this grade.

 

COMMENTS:

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

PART V SENIOR RATER OVERALL POTENTIAL

a. Select one box representing Rated

b. COMMENTS:

 

NCO’s potential compared to others in the

 

 

same grade whom you have rated in your

 

 

career. I currently senior rate

 

 

NCOs in this grade.

 

 

 

 

 

 

 

 

 

 

 

 

MOST QUALIFIED

 

 

 

 

 

 

HIGHLY QUALIFIED

 

 

QUALIFIED

 

 

 

 

 

 

NOT QUALIFIED

 

 

 

 

 

 

 

 

 

c. List two successive assignments and one broadening assignment (3-­5 years).

 

Successive Assignment:

1)

 

 

2)

Broadening Assignment:

 

 

 

DA FORM 2166-­9-­1, NOV 2015

 

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